-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UEd52dN+IHKq2YofIT+akzTQQ77F/7Heo3Eo0H90KEw1M4fHfUTIXib821Hqtg7U EWX8lr/nWcYKsDkdlL9TVQ== 0001021408-01-001002.txt : 20010213 0001021408-01-001002.hdr.sgml : 20010213 ACCESSION NUMBER: 0001021408-01-001002 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010212 GROUP MEMBERS: A. STANLEY GLUCK GROUP MEMBERS: AMRACE INC. GROUP MEMBERS: DE ROTHSCHILD ROBERT GROUP MEMBERS: MICHAEL A. VARET GROUP MEMBERS: ROBERT DE ROTHSCHILD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PRIMEENERGY CORP CENTRAL INDEX KEY: 0000056868 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 840637348 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-19766 FILM NUMBER: 1533774 BUSINESS ADDRESS: STREET 1: ONE LANDMARK SQ CITY: STAMFORD STATE: CT ZIP: 06901 BUSINESS PHONE: 2033585700 MAIL ADDRESS: STREET 1: ONE LANDMARK SQ CITY: STAMFORD STATE: CT ZIP: 06901 FORMER COMPANY: FORMER CONFORMED NAME: KRM PETROLEUM CORP DATE OF NAME CHANGE: 19900614 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: DE ROTHSCHILD ROBERT CENTRAL INDEX KEY: 0001015878 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 1251 AVENUE OF THE AMERICAS 51ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10020 BUSINESS PHONE: 2124033500 MAIL ADDRESS: STREET 1: 1251 AVENUE OF THE AMERICAS 51ST FL CITY: NEW YORK STATE: NY ZIP: 10020 SC 13D/A 1 0001.txt PRIME ENERGY CORPORATION UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) Under the Securities Exchange Act of 1934 (Amendment No. 4)* PrimeEnergy Corporation ----------------------- (Name of Issuer) Common Stock (par value $.10 per share --------------------------------------- (Title of Class of Securities) 74158E104 ----------- (CUSIP Number) Michael A. Varet, Esq. Piper Marbury Rudnikc & Wolfe LLP 1251 Avenue of the Americas New York, New York 10020 (212) 835-6250 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) January 23, 2001 - -------------------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) - -------------------------------------------------------------------------------- If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box: [_] (Continued on following pages) Page 1 of 8 - ------------------------------------------------------------------------------ CUSIP Number: 74158E104 - ------------------------------------------------------------------------------ NAME OF REPORTING PERSON: (1) I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (Entities Only): Robert de Rothschild - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (2) (a) [_] (b) [x] - ------------------------------------------------------------------------------ SEC USE ONLY (3) - ------------------------------------------------------------------------------ SOURCE OF FUNDS (4) PF - ------------------------------------------------------------------------------ CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO (5) ITEMS 2(d) OR 2(e) [_] - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION (6) France - ------------------------------------------------------------------------------ SOLE VOTING POWER (7) NUMBER OF ---- SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY (8) OWNED BY ---- ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER (9) REPORTING ---- PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH (10) ---- - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON (11) 493,732 - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (12) [_] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) (13) 12.3% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON (14) IN - ------------------------------------------------------------------------------ Page 2 of 8 - ------------------------------------------------------------------------------ CUSIP Number: 74158E104 - ------------------------------------------------------------------------------ NAME OF REPORTING PERSON: (1) I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (Entities Only): Amrace Inc. (13-2980072) - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (2) (a) [_] (b) [x] - ------------------------------------------------------------------------------ SEC USE ONLY (3) - ------------------------------------------------------------------------------ SOURCE OF FUNDS (4) WC - ------------------------------------------------------------------------------ CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO (5) ITEMS 2(d) OR 2(e) [_] - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION (6) France - ------------------------------------------------------------------------------ SOLE VOTING POWER (7) NUMBER OF 493,732 SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY (8) OWNED BY ---- ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER (9) REPORTING 493,732 PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH (10) ---- - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON (11) 493,732 - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (12) [_] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) (13) 12.3% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON (14) CO - ------------------------------------------------------------------------------ Page 3 of 8 - ------------------------------------------------------------------------------ CUSIP Number: 74158E104 - ------------------------------------------------------------------------------ NAME OF REPORTING PERSON: (1) I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (Entities Only): A.Stanley Gluck - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (2) (a) [_] (b) [x] - ------------------------------------------------------------------------------ SEC USE ONLY (3) - ------------------------------------------------------------------------------ SOURCE OF FUNDS (4) OO - ------------------------------------------------------------------------------ CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO (5) ITEMS 2(d) OR 2(e) [_] - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION (6) U.S.A. - ------------------------------------------------------------------------------ SOLE VOTING POWER (7) NUMBER OF ---- SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY (8) OWNED BY ---- ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER (9) REPORTING ---- PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH (10) ---- - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON (11) 0 - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (12) [_] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) (13) 0% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON (14) IN OO - ------------------------------------------------------------------------------ Page 4 of 8 - ------------------------------------------------------------------------------ CUSIP Number: 74158E104 - ------------------------------------------------------------------------------ NAME OF REPORTING PERSON: (1) I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (Entities Only): Michael A.Varet - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (2) (a) [_] (b) [x] - ------------------------------------------------------------------------------ SEC USE ONLY (3) - ------------------------------------------------------------------------------ SOURCE OF FUNDS (4) OO - ------------------------------------------------------------------------------ CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO (5) ITEMS 2(d) OR 2(e) [_] - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION (6) U.S.A. - ------------------------------------------------------------------------------ SOLE VOTING POWER (7) NUMBER OF ---- SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY (8) OWNED BY ---- ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER (9) REPORTING ---- PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH (10) ---- - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON (11) 0 - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (12) [_] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) (13) 0% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON (14) IN OO - ------------------------------------------------------------------------------ Page 5 of 8 This amends the Statement on Schedule 13D, as amended by Amendment Nos. 1 through 3 (the "Schedule 13D"), previously filed with the Securities and Exchange Commission by Amrace Inc., Robert de Rothschild and a trust of which Mr. de Rothschild is the current income beneficiary and Messrs. A. Stanley Gluck and Michael A. Varet are the trustees (the "Trust") (the "Reporting Persons") with respect to its beneficial ownership of Common Stock, $.10 par value, of PrimeEnergy Corporation. Item 1. Security and Issuer. This Schedule 13-D relates to the Common Stock ($.10 par value) of PrimeEnergy Corporation ("PEC"). PEC's principal office is located at One Landmark Square, Stamford, Connecticut 06901. Item 2. Identity and Background. Response unchanged. Item 3. Source and Amount of Funds or Other Consideration. Response unchanged. Item 4. Purpose of Transaction. Item 4 of the Schedule 13D is supplemented as follows: The original purpose of the Reporting Persons in acquiring the PEC Common Stock was to hold the stock for investment. This Amendment No. 4 is filed solely to report a change in ownership position resulting from the private sale of 22,629 shares of PEC Common Stock by the Trust to the Company. Item 5. Interest in Securities of the Issuer. Item 5 to the Schedule 13D is amended and restated as follows:
Shares with Sole Shares with Shared Name of Voting and Voting and Total Number Reporting Dispositive Dispositive of Shares Total Percent Person Power Power Owned of Class Owned* - --------- ---------------- ------------------ ------------ --------------- Amrace 493,732 -- 493,732 12.3 Robert de Rothschild -- -- 493,732** 12.3
Page 6 of 8
A. Stanley Gluck, as Trustee -- -- -- -- Michael A Varet, as Trustee -- -- -- --
On January 23, 2001, the Trust sold 22,629 shares of PEC Common Stock to the Company in a private sale at a price of $7.00 per share. As previously noted, the current income beneficiary of the Trust is Mr. de Rothschild and A. Stanley Gluck and Michael A. Varet, as trustees of the Trust were formerly Reporting Persons under the Schedule 13D filing as part of a group of stockholders. This Amendment No. 4 is being filed to report such sale and to remove Messrs. Gluck and Varet as Reporting Persons hereunder. __________________________ * Based upon 4,011,099 shares of PEC Common Stock issued and outstanding on February 1, 2001, as advised by PEC. ** Includes 493,732 shares of PEC Common Stock owned of record by Amrace. Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer. Item 6 of the Schedule 13D is supplemented as follows: There are no contracts, arrangements or understandings among the Reporting Persons listed in Item 2 either among themselves or with other persons with respect to any securities of the issuer. The following relationships exist among such persons: Messrs. Gluck and Varet are co-trustees of the Trust which formerly owned 22,629 shares of PEC Common Stock continues to own 33-1/3 percent of the outstanding stock of Amrace, Inc., the balance of which stock is owned by Mr. de Rothschild. As reported in Item 4, this Amendment No. 4 is being filed to report the sale of PEC Common Stock by the Trust and to remove the Messrs. Gluck and Varet, in their capacity as co-trustees thereof as Reporting Persons hereunder. Item 7. Material to be filed as Exhibits. None. Page 7 of 8 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this Statement is true, complete and correct. Dated: February 8, 2001 AMRACE INC. By: /s/ A. Stanley Gluck ------------------------- Name: A. Stanley Gluck Title: President /s/ Robert de Rothschild ----------------------------- Robert de Rothschild /s/ A. Stanley Gluck ----------------------------- A. Stanley Gluck /s/ Michael A. Varet ----------------------------- Michael A. Varet Page 8 of 8 -----END PRIVACY-ENHANCED MESSAGE-----